Is Destra Capital Management registered with any regulatory bodies?
Yes, Destra Capital Management is registered with various regulatory bodies. Our company is registered with the U.S. Securities and Exchange Commission (SEC) as an investment adviser. Additionally, Destra Capital Management is a member of the Financial Industry Regulatory Authority (FINRA), which oversees the securities industry in the United States. We are also a member of the Municipal Securities Rulemaking Board (MSRB), ensuring compliance with regulations governing municipal securities. As a registered investment adviser and member of these regulatory bodies, Destra Capital Management adheres to strict compliance and reporting requirements, providing transparency and accountability to our clients.
Answered Nov 2, 2023
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